As a Compliance Analyst, you will be expected to:

• Promote a strong culture of ethics and compliance, with a customer-first approach;
• Serve as a trusted advisor to assigned business unit or function;
• Work independently on general assignments, projects, and complex tasks, under the direction of Compliance Manager or Director;
• Have some interaction with line management in correcting compliance problems;
• Possess sound knowledge of the principles practices concepts of the compliance discipline and apply them to your understanding of assigned functions;
• Exercise judgment and discretion in the process of identifying and resolving problems and issues;
• Provide training and training content to stakeholders for assigned functions;
• Support more senior staff on the oversight of assigned business unit or function;

Responsibilities:

• Leading and/or assisting with gathering documents and materials for regulatory responses;
• Tracking status of regulatory responses;
• Drafting regulatory responses;
• Critically evaluating materials provided by business lines.

Qualifications:

• 5+ years in related areas in personal financial services, with a focus on banking/mortgage/personal finance compliance experience preferred.
• Strong written and verbal communication skills (this role will advise business management).
• General knowledge of regulations associated with the offering of the aligned product (mortgage, banking, personal finance, insurance, CMS, CFPB/state, etc.) and current industry issues.
• Associate’s degree.

Personal Attributes:

• Effectively set objectives and balance competing priorities;
• Demonstrate openness to new ideas and seek opportunities to learn;
• Maintain professional skepticism in assessing appropriateness, objectivity and independence;
• Understand key business risks, marketplace and regulatory environment;
• Lead organizational transformation in areas of effectiveness and improvement;
• Think beyond a problem on its face;
• Be comfortable with ambiguity and has the dexterity to adjust as needed;
• Understand the complexities and nuances of a global environment;
• Seek to understand customer’s needs and challenges; and
• Collaborate in a fully inclusive and open manner.

Choose Assurance Because:

· Exceptional base salary plus bonus structure

· Comprehensive benefits which include, medical, dental, vision, 401K and more

· Unlimited paid vacation, sick leave, plus paid holidays.

· Growth opportunities, advance your career rapidly, we offer leadership development training and promote from within.

· Ongoing coaching and career development including individual and group coaching sessions.

· Fast paced, high performance environment.