Compliance Manager

| Seattle
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About Assurance

Assurance IQ is a technology company headquartered in Seattle. We were acquired by Prudential (NYSE: PRU) to further the joint mission of improving financial wellness across the world.


Our team of world class software engineers, data scientists, and business professionals work every day to expand our product offerings and the reach of our platform. We simplify the complex world of insurance and financial services into straightforward, valuable solutions to improve people's lives. We start by asking customers a few questions, so our system can learn about their needs; from there, our ground-breaking, proprietary platform takes over and analyzes the thousands of data points that make customers unique. This is how we create custom-tailored plans for each customer; plans built precisely for their needs and budget. Our platform serves as the intersection between customer and seller, technology, and the human touch.


At Assurance, we are innovative, persevering, collaborative, calculated, and authentic, and we're working together to improve the lives of millions!


About the Position

Assurance Compliance is looking for a dynamic talent to help the team develop the compliance programs that guide Assurance’s customers' experiences from telemarketing to sales.


Do you have a curiosity to understand how things work? Can you quickly become a subject matter expert (SME) in a new topic? Do you look at problems holistically? Can you adapt legal guidance and regulations into clear policies? Are you looking to work in a fast-paced start-up environment that will challenge you to think differently, work collaboratively, and make data-driven decisions? Have you worked for a sales or telemarking organization? This role could be for you!


*This role must be able to work regularly in Seattle, Toronto or Jacksonville.

Responsibilities

  •  Develop policies and standards for assigned business or topical area
  • Provide consultative advice and training to business partners
  • Collaborate with team members and other stakeholders to ensure clear lines of communication and effective partnerships
  • Stay abreast of regulatory and carrier compliance requirements for assigned business or topical area
  • Serving as a leader for the department and execute projects impacting multiple product lines as assigned.
  • Serving as a trusted advisor to the business.

Qualifications

  • Strategic thinker with ability to influence at multiple levels
  • Strong writing skills
  • Experience working with or in one or more sales channels (face-to-face, telemarketing, or digital)
  • Insurance or Compliance experience preferred
  • Bachelor’s degree preferred.

Personal Attributes

  • Understand the importance and value of collaboration to achieve objectives
  • Develop strong and productive working relationships
  • Be motivated to deliver on results and meet commitments
  • Effectively set objectives and balance competing priorities
  • Be organized and disciplined
  • Demonstrate openness to new ideas and seek opportunities to learn
  • Maintain professional skepticism in assessing appropriateness, objectivity, and independence.
  • Understand key business risks, marketplace, and regulatory environment.
  • Establish themselves as credible voice at the table
  • Lead organizational transformation in areas of effectiveness and improvement
  • Think beyond a problem on its face
  • Be comfortable with ambiguity and has the dexterity to adjust as needed
  • Understand the complexities and nuances of a global environment
  • Seek to understand customer’s needs and challenges and
  • Collaborate in a fully inclusive and open manner

Choose Assurance Because:

· Exceptional base salary plus bonus structure

· Comprehensive benefits which include, medical, dental, vision, 401K and more

· Unlimited paid vacation, sick leave, plus paid holidays.

· Growth opportunities, advance your career rapidly, we offer leadership development training and promote from within.

· Ongoing coaching and career development including individual and group coaching sessions.

· Fast paced, high performance environment.

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Location

We're located in the heart of downtown Seattle at the corner of 5th and Madison, conveniently between Westlake Center and Pioneer Square.

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