About Assurance

Assurance IQ is a technology company headquartered in Seattle. We were acquired by Prudential (NYSE: PRU) to further the joint mission of improving financial wellness across the world.

Our team of world class software engineers, data scientists, and business professionals work every day to expand our product offerings and the reach of our platform. We simplify the complex world of insurance and financial services into straightforward, valuable solutions to improve people's lives. We start by asking customers a few questions, so our system can learn about their needs; from there, our ground-breaking, proprietary platform takes over and analyzes the thousands of data points that make customers unique. This is how we create custom-tailored plans for each customer; plans built precisely for their needs and budget. Our platform serves as the intersection between customer and seller, technology, and the human touch.

At Assurance, we are innovative, persevering, collaborative, calculated, and authentic, and we're working together to improve the lives of millions!

About the Position

This position is responsible for working with Personal Finance, policy, and ancillary/emerging lines (including our downstream marketplace). The Director of Compliance will be a critical hire, and will enable compliance to effectively participate in Assurance growth strategies.

The ideal candidate will have subject matter expertise in financial services or insurance compliance or have a transferrable skill set (strong written and verbal communication, attention to detail, understanding of compliance roles in financial services) that can meet the company’s expanding product portfolio.

Responsibilities

• Advising senior executives on compliance requirements for assigned business lines in a clear and concise manner with practical ways (through checklists or otherwise) of implementing those requirements;
• Developing and maintaining clear and concise compliance policies tailored to our business model and regulations, in collaboration with our parent company’s compliance policies;
• Development of employee and agent compliance training plans;
• Partnering with outside resources as needed to monitor new regulatory requirements;
• Managing and responding to regulatory inquiries and examinations; and
• Training for business partners team members on regulatory requirements

Qualifications

• 7+ years in compliance or related areas
• Strong organizational, analytical , and management skills
• Some background in insurance or personal financial services (mortgage broker and personal loans) preferred
• Online direct to consumer platform and lead generation experience preferred
• Demonstrated track record in building strong and productive working relationships
• Maintains professional skepticism in assessing appropriateness, objectivity and independence
• Strong understanding of key business risks, marketplace and regulatory environment
• Previous experience in leading organizational transformation in areas of effectiveness and improvement

Choose Assurance Because:

· Exceptional base salary plus bonus structure

· Comprehensive benefits which include, medical, dental, vision, 401K and more

· Unlimited paid vacation, sick leave, plus paid holidays.

· Growth opportunities, advance your career rapidly, we offer leadership development training and promote from within.

· Ongoing coaching and career development including individual and group coaching sessions.

· Fast paced, high performance environment.