VP, Operational Controls

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About Assurance

Assurance IQ is a technology company headquartered in Seattle. We were acquired by Prudential (NYSE: PRU) to further the joint mission of improving financial wellness across the world.


Our team of world class software engineers, data scientists, and business professionals work every day to expand our product offerings and the reach of our platform. We simplify the complex world of insurance and financial services into straightforward, valuable solutions to improve people's lives. We start by asking customers a few questions, so our system can learn about their needs; from there, our ground-breaking, proprietary platform takes over and analyzes the thousands of data points that make customers unique. This is how we create custom-tailored plans for each customer; plans built precisely for their needs and budget. Our platform serves as the intersection between customer and seller, technology, and the human touch.


At Assurance, we are innovative, persevering, collaborative, calculated, and authentic, and we're working together to improve the lives of millions!


About the Position

This position is responsible for providing strategic and operational leadership for functions responsible for the identification, measurement, and mitigation of operational risk for the business.

 The incumbent will be responsible for leading teams focused on Sales Oversight programs, Complaint handling, Records Management, Business Continuation, Privacy, Vendor Governance and Vendor Engagement Management. Oversees and implements the development of operational policies and procedures that maintain appropriate business controls that mitigate operational risk for the business. 

 

This individual will report directly into the COO, and will work closely with our parent company, Prudential Financial (NYSE: PRU), to establish the appropriate standards for the business across risk mitigation activities.

 

Leadership Characteristics

  • Ability to clearly articulate the risk mitigation strategies in a way that connects all employees to the mission and support our business objectives
  • Ability to influence others and effect change throughout the organization 
  • Confident working within an entrepreneurial environment 
  • Ability to be firm when needed and flexible when possible
  • Effectively lead, train and mentor employees to meet/exceed objectives; provide ongoing feedback, conduct performance reviews, and establish goals for direct reports
  • Ability to leverage data science and technology to drive innovation and challenge the status quo 
  • Leverage critical thinking skills to develop risk-smart solutions that are tailored to the business while adhering to enterprise values and policies 

Qualifications

  • Strong understanding of business risk & control environments, including regulatory expectations
  • 5+ years of operational risk management experience, compliance, audit or operations experience within the insurance, financial services, or insurance brokerage environments
  • Willingness to work at both the highly strategic end of the role as well as have a ‘roll up the sleeves’ mentality to ensure that the expectations of, and needs from the team and organization, are met and exceeded at all times.
  • Strong business acumen and analytical capabilities
  • A continuous learner, with ability to apply new learning in an ever-evolving environment
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Location

We're located in the heart of downtown Seattle at the corner of 5th and Madison, conveniently between Westlake Center and Pioneer Square.

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