Top Compliance Jobs in Seattle, WA

One Month AgoSaved
Remote
Seattle, WA
100K-120K Annually
Senior level
100K-120K Annually
Senior level
Fintech • Software • Financial Services
Serve as the RIA compliance subject matter expert partnering with business teams to review marketing, product, and member communications; manage IAR registrations, OBAs, ADV filings; build policies and procedures; handle member compliance issues; and support governance of proprietary and AI-driven tools.
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